Judi Oginsky
Compliance Assistant
- Performs all tasks associated with in-processing of MMLIS new business submitted
through the agency - Responsible for Compliance Organization Chart/Compliance Files
- Maintains certain logs for inspection
- Manges all Orphan accounts for reassignment and agent reassignments
- Conducts client service calls
- Assists Compliance Officer in scheduling and maintaining Personal Compliance Interviews and Detached Office Inspections
- Point of Contact for all sales material submissions for compliance approval
- Assists in the financial planning process for advisors
Phone
972-348-6336
E-mail
joginsky@bluecrestfa.com